En hsbc estamos comprometidos a construir una cultura donde todos los empleados y clientes sean valorados independientemente de su sexo, edad, orientación sexual, etnia, discapacidad, creencia religiosa, antecedentes o cualquier otro aspecto personal diferente.
los empleados de hsbc actuamos mostrando integridad con valor, manteniéndonos firmes en lo que es correcto.
somos confiables, nos mostramos abiertos a diferentes ideas y culturas y estamos conectados con los clientes, la comunidad, los reguladores y entre nosotros.
hsbc te invita a participar en el proceso de selección para:
asesor cco rbwm
*role purpose*
the role holder is expected to support the maintenance of an effective operational risk and control environment via the execution of the risk and control assessment (rca) process, provide inputs for identification of top & emerging risks, undertake and report on internal control reviews to test adequacy of controls using internal control monitoring plans (icmp) and ensure adherence to the incident management process to enable timely reporting.
the role holder would be required to provide co-ordination and expertise to the rbwm business teams on all aspects of operational risks including audits and work closely with cco teams across hts and other global businesses and functions.
principal accountabilities:
- provide support in ensuring that rbwm region and country has a robust and compliant risk and control capability within 'first line of defence' aligned to the global model.
- help to implement and maintain an effective risk and c control framework throughout the region, which adds value to the rbwm business.
- provide support for the rbwm teams in adherence to both internal and external directives from 'second line of defence' including but not limited to compliance, operational risk, information security risk, business continuity functions.
- assess and report on the adequacy of operational risk and control environment.
- provide support in ensuring that the country rbwm team implements compliance policies and procedures in respect of rbwm business, including money laundering deterrence programmes and regulatory projects (including global standards, fatca, cdd, crs, etc).
- obtaining all required customer information as part of the build the case stage of the exit process, to ensure a complete relationship view on the customer is provided.
ensuring appropriate and adequate information is gathered for submission to in country cs committee.
- work on strategies, implementation of processes and systems of cdd, fatca and crs administration of cdd, fatca and local and global crs tools, name screening and negative news.
- implementation of processes according to the group's customer due diligence methodology.
work in coordination with the business, regulations and control areas for the processes of periodic reviews and "trigger events" aligned with group policies.
design, execution and documentation of the customer marking process
- perform sales quality checks and reporting, which results in potential impacts on sales force performance and incentives.
maintain adequate checks and monitor sales quality outputs
- execute daily activities related to the design of statistical and business analyzes that contribute to the generation of strategies to prevent financial crime.
automation and execution of analytical processes, as well as analysis of current information and creation of new strategies for the execution of recurring processes through the design and execution of store procedures in different database managers.
- support in the preparation of reports sent by the business line to local, regional and global forums.
manage the kpis / kris with the areas that own the confirmation of the correct information in the mx fcrmi dashboard carry out the quality assurance of the information sent in helios issues, in accordance with the bank's guidance and best practices that allow the system to obtain complete and timely information on the issues and their status.
template for the annual attestation including its report to the local governance committee and other requirements that arise (courses, manuals, etc.)
for crossborder & volcker rule.
review of operations carried out through the reception and assignment system.
information management for the requirements of internal / external audit, assurance and local regulators (cnbv, condusef, banxico).
monitoring of tactical and strategic actions that are required with the sales channels and businesses related to the pvc procedure.
management and validation of remittances from the sat to update / correct the information of wpb clients.
coordination of regional sessions, to follow up on indicators, risks, findings and complaints that are related to conduct issues and the government forum for third parties (tpsa oversight forum) that has the purpose of presenting the contractual status of suppliers, as well such as the sales trends by the agencies and